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NEC4 Pro Forma

Defect Notification Form

A blank, ready-to-complete NEC4 defect notification. Record what is not in accordance with the Scope, where it is, the requirement not met, and the correction period — with a correction record to close it out.

1 · Notification details

Project name
Full project name as stated in the subcontract
Subcontract / contract reference
Exactly as it appears in the subcontract
Defect notification number
Sequential — e.g. DN-007
Date of notification
DD/MM/YYYY
From — notifying party
Supervisor, PM or Contractor
To — responsible party
The party required to correct the defect

2 · The defect

Description of the defect
Describe what is not in accordance with the Scope / specification — be specific and factual
Location
Grid ref, level, room or area
Date the defect was found
DD/MM/YYYY

3 · Reference and severity

Scope / specification clause not met
The requirement the work fails to meet
Drawing / document reference
e.g. drawing A-204 rev C
Severity
Minor
Significant
Affects safety / use
Blocks following trades
Found
Before Completion
During the defect correction period
At a defects date inspection

4 · Correction required

What is required to correct the defect
The remedial work, retest or replacement needed
Defect correction period
As stated in the Contract Data
Correction due by
DD/MM/YYYY
Access arrangements
When/how access will be given

The defect correction period runs from notification (or from Completion for defects found before it). If the responsible party does not correct the defect within the period, the Client may assess the cost of having the defect corrected by others and that cost is recoverable (clause 45).

5 · Evidence attached

Photographs
Test results
Specification extract
Drawings
Correspondence
Other (list below)
Evidence list
Itemise the records that evidence the defect

6 · Notified by

Signed
Name and position
Date
DD/MM/YYYY

7 · Correction record (completed on remedy)

Defect corrected and retested — accepted
Correction outstanding — see notes
Defect accepted (clause 44) — Scope changed, reduced price
Date corrected
DD/MM/YYYY
Verified by
Date verified
DD/MM/YYYY

How to use this form

  1. 1

    Complete section 1 with a sequential defect notification number and the party responsible for correcting the defect.

  2. 2

    Describe the defect factually in section 2 and pin down its location, then reference the Scope / specification requirement it fails to meet in section 3.

  3. 3

    Set out the correction required and the correction period in section 4 — the period runs from notification, or from Completion for defects found beforehand.

  4. 4

    Attach evidence (photographs, test results) and list it in section 5 so the defect is unambiguous.

  5. 5

    Use the correction record in section 7 to close the defect out once corrected and retested — or to record acceptance of the defect under clause 44.

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